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 Debt Management Modeling: Update

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file time: 2008-03-21

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Debt Management Modeling: Update U.S. Department of the Treasury Office of Debt Management August 1, 2006 2 Office of Debt Management Debt Management Model: Update 氓 Key Inputs: - Macro Variables: GDP, CPI, Deficits - Yields: Nominal and Real Yield Curves, Volatilities - Auction Calendar 氓 Key Policy Instrument - Issuance Strategy 氓 Key Outputs: Steady State Portfolio Characteristics - Mean and Variance of Interest Costs - Debt Turnover - Other portfolio characteristics 氓 Have developed a "beta test version" of the model 3 Office of Debt Management Outputs: Scenario Analysis 氓 Develop a baseline scenario 氓 Use baseline as a benchmark in consideration of alternatives 氓 Key parameters set to roughly match current portfolio - Debt/GDP ratio - Portfolio Composition 00Maturity 00Nominal versus inflation-indexed 4 Office of Debt Management A Few Sample Outputs from the Baseline 氓 Debt to GDP Ratio 氓 Mean Interest Cost 氓 Interest Cost "Smoothness" 氓 Interest Cost Uncertainty 氓 Deficit Uncertainty 氓 Cash Balance Uncertainty 5 Office of Debt Management Evaluation of Alternatives 氓 Consider implications of alternative maturity composition of portfolio 氓 Hypothetical Alternative 1:  Short End Tilt 氓 Hypothetical Alternative 2:  Long End Tilt 6 Office of Debt Management Examples of Possible Evaluation Criteria Debt to GDP Ratio 0.38 0.39 0.4 0.41 Long End Tilt Baseline Short End Tilt Average Interest Cost 0.039 0.04 0.041 Long End Tilt Baseline Short End Tilt Interest Cost Smoothness 0 0.04 0.08 Long End Tilt Baseline Short End Tilt Interest Cost Uncertainty 0 0.004 0.008 0.012 Long End Tilt Baseline Short End Tilt Deficit Uncertainty 0.0087 0.0088 0.0089 0.009 0.0091 Long End Tilt Baseline Short End Tilt Residual Uncertainty 0 0.001 0.002 0.003 Long End Tilt Baseline Short End Tilt 7 Office of Debt Management Other Types of Analysis 氓 New securities 氓 Changes in auction schedule 氓 Changes in economic parameters 氓 Tail Risks 8 Office of Debt Management Comments/Next Steps 氓 Continue to develop model - Still very preliminary - Consult with Board and FRBNY - Consult with Other Debt Issuers 氓 Develop standard charts for Committee's consideration Proposal for 30-year Bond Issuance U.S. Department of the Treasury Office of Debt Management August 1, 2006 10 Office of Debt Management Interest Rate Risk (DV01 Risk) Adjusted for Inflation 0 5 10 15 20 25 30 35 40 45 50 Feb-85 Aug-85 Feb-86 Aug-86 Feb-87 Aug-87 Feb-88 Aug-88 Feb-89 Aug-89 Feb-90 Aug-90 Feb-91 Aug-91 Feb-92 Aug-92 Feb-93 Aug-93 Feb-94 Aug-94 Feb-95 Aug-95 Feb-96 Aug-96 Feb-97 Aug-97 Feb-98 Aug-98 Feb-99 Aug-99 Feb-00 Aug-00 Feb-01 Aug-01 Feb-02 Aug-02 Feb-03 Aug-03 Feb-04 Aug-04 Feb-05 Aug-05 Feb-06 Aug-06 Feb-07 Refunding Date $ Million Average Refunding DV01: $27.0 million Max: $47.5m Nov 86 May 00 Min: $12.6 Feb 07 $28.4m Feb 06 $39.9m 11 Office of Debt Management Average Maturity of Issuance and Average Maturity of Treasury Outstanding Debt Assuming Quarterly 30-year Bond Issuance 20 30 40 50 60 70 80 90 1981 1983 1985 1987 1989 1991 1993 1995 1997 1999 2001 2003 2005 2007 2009 2011 months 20 30 40 50 60 70 80 90 months Average Maturity of Issuance Average Maturity of Marketable Debt Outstanding Projected FY With Quarterly Issuance in 2007

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